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Item Details
| Title:
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PRACTITIONER'S GUIDE TO CONFLICTS OF INTEREST IN THE FINANCIAL SERVICES INDUSTRY
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| By: |
Rob Helm, Dick Frase, Martin Day |
| Format: |
Paperback |
| List price:
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£247.00 |
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We currently do not stock this item, please contact the publisher directly for
further information.
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| ISBN 10: |
0414049411 |
| ISBN 13: |
9780414049413 |
| Publisher: |
SWEET & MAXWELL LTD |
| Pub. date: |
1 July, 2012 |
| Edition: |
New ed. |
| Pages: |
366 |
| Description: |
This title examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of interest and how the principles have been applied in the financial services industry. |
| Synopsis: |
A Practitioner s Guide to Conflicts of Interest in the Financial Services Industry examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of interest and how the principles have been applied in the financial services industry.The book looks firstly at the law in the United Kingdom and gives detailed guidance on how conflicts and potential conflicts should be managed in the context of UK regulation. Given the cross-border nature of the financial services industry, the book then covers the latest EU level developments, and discusses the United States approach, particularly with regard to the extent to which non-US firms are subject to US regulatory requirements. The implications of the Dodd-Frank Act are also covered.The text then goes on to cover the situation in certain other jurisdictions including Ireland and Hong Kong, and the civil law approach with reference to France, Germany and Luxembourg. |
| Publication: |
UK |
| Imprint: |
Sweet & Maxwell |
| Returns: |
Returnable |
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