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Item Details
Title: INVESTOR AND INDUSTRY PERSPECTIVES ON INVESTMENT ADVISERS AND BROKER-DEALERS
By: Angela A. Hung, Noreen Clancy, Jeff Dominitz
Format: Paperback

List price: £33.00
Our price: £29.70
Discount:
10% off
You save: £3.30
ISBN 10: 0833044036
ISBN 13: 9780833044037
Availability: Reprinting. This item may be subject to delays or cancellation.
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Stock: Currently 0 available
Publisher: RAND
Pub. date: 12 March, 2008
Pages: 228
Synopsis: In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investment adviser provides advice to others regarding securities. Different laws regulate each type of professional, but boundaries have blurred. This report examines current business practices and investor understanding of each type.This report examines current practices and investor understanding of broker-dealers, and investment advisers - two distinct types of financial professionals whose boundaries have blurred in recent decades.
Illustrations: Illustrations (some col.)
Publication: US
Imprint: RAND
Returns: Non-returnable
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