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Item Details
| Title:
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SECURITIES REGULATION IN A NUTSHELL
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| By: |
Thomas Hazen |
| Format: |
Paperback |
| List price:
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£46.50 |
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We currently do not stock this item, please contact the publisher directly for
further information.
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| ISBN 10: |
0314269967 |
| ISBN 13: |
9780314269966 |
| Publisher: |
WEST ACADEMIC |
| Pub. date: |
30 October, 2016 |
| Edition: |
11th Revised edition |
| Series: |
Nutshell Series |
| Pages: |
277 |
| Description: |
This title will help you acquire an understanding of the basic content and organisation of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. |
| Synopsis: |
This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments including the Dodd-Frank Act as well as the JOBS Act, including the new crowdfunding and expanded Regulation A exemptions. |
| Publication: |
US |
| Imprint: |
West Academic Press |
| Returns: |
Non-returnable |
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