Title:
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THE SECURITIES REGULATORY HANDBOOK
1998-1999 |
By: |
PricewaterhouseCoopers |
Format: |
Paperback |
List price:
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£76.50 |
We believe that this item is permanently unavailable, and so we cannot source
it.
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ISBN 10: |
0765602695 |
ISBN 13: |
9780765602695 |
Publisher: |
TAYLOR & FRANCIS INC |
Pub. date: |
30 September, 1998 |
Series: |
PricewaterhouseCoopers Regulatory Handbook |
Pages: |
147 |
Description: |
This handbook guides financial institutions around the constraints on securities underwriting, brokerage activities, and trading and investments. It provides both the statutory background and recent interpretation of bank securities covering underwriting, trading and dealing. |
Synopsis: |
Rapid changes are occurring in the rules governing banking securities activities. This volume guides financial institutions around the constraints on securities underwriting, brokerage activities, and trading and investments. It provides both the statutory background and the current interpretation of bank securities laws coveting underwriting, trading and dealing; mutual funds; derivative products, and overseas securities activities. |
US Grade: |
College Freshman |
Illustrations: |
index |
Publication: |
US |
Imprint: |
M.E. Sharpe |
Returns: |
Returnable |